Disclosures

Privacy Statement

At Portico Capital Securities LLC (“Portico”), we appreciate the trust our clients place in us, and we recognize the importance of protecting the confidentiality of nonpublic personal and/or confidential information that we collect about them. Portico does not disclose any confidential information obtained about its clients, except as required or permitted by law or as otherwise authorized by such clients. We are committed to confidentiality and the security of our clients’ information and maintain physical, electronic and procedural protections to safeguard such information against impermissible disclosure.

Business Continuity Disclosure Statement

Portico is committed to protecting the interests of our clients in the event of a Significant Business Disruption ("SBD"). In the event of an SBD, Portico plans to recover quickly and resume business operations and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our company's business continuity plan ("BCP") is designed to permit us to resume operations as quickly as possible, subject to the scope and severity of the SBD. Click here for further BCP information.